The Series 63 exam is not a requirement for those who work at a registered investment advisor (RIA) firm. But it might be of interest if you plan to sell securities products through a broker-dealer.
Planning to take the Series 63 exam? You’re in good company. This isn’t the toughest securities exam out there, but it’s definitely not one to wing. The tricky part isn’t the math; it’s the wording, ...
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