Vanguard to pay $106M to settle SEC charges over TRF disclosure violations
The Vanguard Group Inc., one of the world's largest asset managers, will pay a $106.41M penalty to resolve charges for ...
Hoodline1d
New York AG Letitia James and SEC Secure $106 Million from Vanguard for Failing to Notify Investors About Tax Impacts
New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.
State AG, SEC reach $106M settlement from investment adviser Vanguard Group
More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...
Pensions&Investments3d
Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
Which Vanguard ETFs Offer the Highest Dividend Yields?
Investors can find plenty of great exchange-traded funds (ETFs) to generate income. Which Vanguard ETFs offer the highest ...
Vanguard Russell 1000 Growth ETF (NASDAQ:VONG) Shares Bought by Ameritas Advisory Services LLC
Ameritas Advisory Services LLC increased its holdings in Vanguard Russell 1000 Growth ETF (NASDAQ:VONG – Free Report) by 69.8 ...
wealthprofessional.ca20h
Asset management titan handed $106 million fine
Fine handed out by the US SEC comes after disclosure failures in target date retirement funds ...