The $5 trillion hedge fund industry is asking for changes to happen on 'Day One' of Uyeda's watch. These roll-backs would add ...
The SEC charged the asset manager with misleading clients over changes to its retirement funds, leading to higher tax bills ...
Ameritas Advisory Services LLC increased its holdings in Vanguard Russell 1000 Growth ETF (NASDAQ:VONG – Free Report) by 69.8 ...
Merit Financial Group LLC acquired a new stake in Vanguard U.S. Momentum Factor ETF (BATS:VFMO – Free Report) in the fourth quarter, according to the company in its most recent Form 13F filing with ...
In an apparent bid to take advantage of the prevailing high interest rate regime, Pension Fund Administrators, PFAs have ...
The Vanguard Group, Inc., parent company of VMC, is a major broker-dealer registered with both the Financial Industry Regulatory Authority (FINRA) and state regulators. Vanguard markets and sells ...
The Tennessee Department of Commerce & Insurance’s Securities Division announced on Friday that it joined a task force of state securities regulators and the United States Securities and ...
Fine handed out by the US SEC comes after disclosure failures in target date retirement funds ...
This change led to significant redemptions as Vanguard customers moved from other target date funds into the institutional ...
New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.
The Pennsylvania Department of Banking and Securities (DoBS) has joined a $106 million settlement with Vanguard Marketing ...
US funds giant Vanguard has beaten off nearest challengers Sydney-based Betashares and US rival BlackRock to become Australia’s best-selling exchange traded fund provider in 2024, after it pulled in ...