The Series 7 exam — the General Securities Representative Qualification Examination (GS) — assesses the competency of an entry-level registered representative to perform their job as a general …

The Securities Industry Essentials (SIE) exam is available for online test delivery to any candidates with open enrollment windows. Candidates can schedule an online appointment for the SIE exam by …

Exam appointment times include an additional 30 minutes for taking the tutorial and completing the post-exam survey. Some exams have additional unscored (pretest) questions.

In order to obtain registration as a General Securities Representative, candidates must pass both the Series 7 exam and a general knowledge co-requisite, the Securities Industry Essentials (SIE) exam.

To enroll for the appropriate exam, find it below and click the Enroll button for that group. You will automatically be directed to the correct enrollment process for that exam.

Qualification Exam FAQ The following FAQ on FINRA.org pertain to Qualification Exams: Frequently Asked Questions Regarding Qualification Exams Frequently Asked Questions Regarding …

The Series 7 Examination is designed to assess the competency of entry-level General Securities Representatives. It is intended to safeguard the investing public by helping to ensure that General …

FINRA now offers candidates the choice to take an exam at a local test center or, for a limited number of exams, proctored remotely online. For either appointment type, please ensure you are prepared in …

The Securities Industry Essentials (SIE) Exam Content Outline provides a comprehensive guide to the range of topics covered on the exam, as well as the depth of knowledge required.

FINRA offers online delivery of select qualification exams. Available exams include the Securities Industry Essentials (SIE), Series 6 and Series 7; and the National Futures Association (NFA) Series …